LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

13D Management LLC's Holding History (CIK: 0001600133)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 228,548 Value ($000) $9,748 Avg Close $42.59 Range $36.41 - $48.00

Q3 2015

Shares 287,377 Value ($000) $11,429 Avg Close $43.02 Range $37.72 - $48.18

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	228,548	$9,748	$42.59	$36.41 - $48.00
Q3 2015	287,377	$11,429	$43.02	$37.72 - $48.18