LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 428,755 Value ($000) $153,138 Avg Close $353.69 Range $310.70 - $395.75

Q3 2025

Shares 336,128 Value ($000) $111,826 Avg Close $362.48 Range $318.87 - $403.58

Q2 2025

Shares 231,096 Value ($000) $86,654 Avg Close $350.35 Range $262.83 - $390.23

Q1 2025

Shares 210,355 Value ($000) $68,816 Avg Close $348.21 Range $306.71 - $384.04

Q4 2024

Shares 186,170 Value ($000) $60,786 Avg Close $295.72 Range $222.75 - $336.40

Q3 2024

Shares 272,655 Value ($000) $63,428 Avg Close $225.33 Range $187.19 - $284.59

Q2 2024

Shares 121,071 Value ($000) $33,815 Avg Close $271.44 Range $255.64 - $289.88

Q1 2024

Shares 74,675 Value ($000) $19,729 Avg Close $252.41 Range $223.81 - $274.35

Q4 2023

Shares 52,625 Value ($000) $11,979 Avg Close $224.79 Range $200.18 - $241.72

Q3 2023

Shares 117,895 Value ($000) $28,018 Avg Close $232.22 Range $214.03 - $250.65

Q2 2023

Shares 90,964 Value ($000) $19,778 Avg Close $200.25 Range $179.00 - $219.18

Q1 2023

Shares 45,299 Value ($000) $9,169 Avg Close $228.60 Range $188.52 - $257.65

Q4 2022

Shares 47,718 Value ($000) $10,315 Avg Close $233.77 Range $203.90 - $271.56

Q3 2022

Shares 72,846 Value ($000) $15,915 Avg Close $212.68 Range $169.68 - $236.58

Q2 2022

Shares 17,233 Value ($000) $3,179 Avg Close $189.92 Range $165.47 - $220.80

Q1 2022

Shares 68,642 Value ($000) $12,539 Avg Close $174.14 Range $140.65 - $196.29

Q4 2021

Shares 49,394 Value ($000) $7,908 Avg Close $165.05 Range $150.11 - $176.96

Q3 2021

Shares 49,279 Value ($000) $7,726 Avg Close $143.63 Range $127.03 - $161.87

Q2 2021

Shares 57,442 Value ($000) $7,754 Avg Close $145.43 Range $134.34 - $159.74

Q1 2021

Shares 47,015 Value ($000) $6,683 Avg Close $127.60 Range $101.90 - $147.69

Q4 2020

Shares 41,447 Value ($000) $4,319 Avg Close $89.87 Range $75.14 - $105.77

Q3 2020

Shares 39,081 Value ($000) $2,996 Avg Close $79.40 Range $73.14 - $85.76

Q2 2020

Shares 20,583 Value ($000) $1,614 Avg Close $66.82 Range $47.57 - $86.25

Q1 2020

Shares 18,303 Value ($000) $996 Avg Close $80.62 Range $32.01 - $99.60

Q4 2019

Shares 35,877 Value ($000) $3,310 Avg Close $85.83 Range $70.14 - $94.70

Q3 2019

Shares 33,845 Value ($000) $2,772 Avg Close $80.03 Range $70.08 - $89.89

Q2 2019

Shares 47,277 Value ($000) $3,856 Avg Close $79.12 Range $69.75 - $86.09

Q1 2019

Shares 46,911 Value ($000) $3,267 Avg Close $72.07 Range $59.48 - $79.34

Q4 2018

Shares 26,124 Value ($000) $1,595 Avg Close $60.96 Range $52.03 - $66.33

Q3 2018

Shares 21,105 Value ($000) $1,362 Avg Close $66.30 Range $63.31 - $71.46

Q2 2018

Shares 30,799 Value ($000) $2,019 Avg Close $65.72 Range $56.31 - $73.28

Q1 2018

Shares 46,484 Value ($000) $2,838 Avg Close $61.98 Range $55.86 - $66.64

Q4 2017

Shares 41,392 Value ($000) $2,366 Avg Close $52.62 Range $48.13 - $57.90

Q3 2017

Shares 32,151 Value ($000) $1,658 Avg Close $46.02 Range $41.92 - $52.27

Q2 2017

Shares 27,797 Value ($000) $1,180 Avg Close $40.58 Range $37.39 - $43.79

Q1 2017

Shares 8,334 Value ($000) $332 Avg Close $39.30 Range $35.23 - $41.99

Q4 2016

Shares 2,633 Value ($000) $93 Avg Close $34.95 Range $29.09 - $42.86

Q3 2016

Shares 1,734 Value ($000) $52 Avg Close $27.05 Range $20.51 - $30.56

Q2 2016

Shares 52,491 Value ($000) $1,183 Avg Close $25.11 Range $20.95 - $28.77

Q1 2016

Shares 60,246 Value ($000) $1,494 Avg Close $26.99 Range $15.38 - $43.89

Q4 2015

Shares 11,473 Value ($000) $489 Avg Close $42.59 Range $36.41 - $48.00

Q3 2015

Shares 10,445 Value ($000) $416 Avg Close $43.02 Range $37.72 - $48.18

Q2 2015

Shares 82,227 Value ($000) $3,823 Avg Close $43.25 Range $39.41 - $48.00

Q1 2015

Shares 7,298 Value ($000) $320 Avg Close $44.19 Range $39.83 - $47.38

Q4 2014

Shares 437 Value ($000) $19 Avg Close $43.01 Range $38.34 - $46.06

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	428,755	$153,138	$353.69	$310.70 - $395.75
Q3 2025	336,128	$111,826	$362.48	$318.87 - $403.58
Q2 2025	231,096	$86,654	$350.35	$262.83 - $390.23
Q1 2025	210,355	$68,816	$348.21	$306.71 - $384.04
Q4 2024	186,170	$60,786	$295.72	$222.75 - $336.40
Q3 2024	272,655	$63,428	$225.33	$187.19 - $284.59
Q2 2024	121,071	$33,815	$271.44	$255.64 - $289.88
Q1 2024	74,675	$19,729	$252.41	$223.81 - $274.35
Q4 2023	52,625	$11,979	$224.79	$200.18 - $241.72
Q3 2023	117,895	$28,018	$232.22	$214.03 - $250.65
Q2 2023	90,964	$19,778	$200.25	$179.00 - $219.18
Q1 2023	45,299	$9,169	$228.60	$188.52 - $257.65
Q4 2022	47,718	$10,315	$233.77	$203.90 - $271.56
Q3 2022	72,846	$15,915	$212.68	$169.68 - $236.58
Q2 2022	17,233	$3,179	$189.92	$165.47 - $220.80
Q1 2022	68,642	$12,539	$174.14	$140.65 - $196.29
Q4 2021	49,394	$7,908	$165.05	$150.11 - $176.96
Q3 2021	49,279	$7,726	$143.63	$127.03 - $161.87
Q2 2021	57,442	$7,754	$145.43	$134.34 - $159.74
Q1 2021	47,015	$6,683	$127.60	$101.90 - $147.69
Q4 2020	41,447	$4,319	$89.87	$75.14 - $105.77
Q3 2020	39,081	$2,996	$79.40	$73.14 - $85.76
Q2 2020	20,583	$1,614	$66.82	$47.57 - $86.25
Q1 2020	18,303	$996	$80.62	$32.01 - $99.60
Q4 2019	35,877	$3,310	$85.83	$70.14 - $94.70
Q3 2019	33,845	$2,772	$80.03	$70.08 - $89.89
Q2 2019	47,277	$3,856	$79.12	$69.75 - $86.09
Q1 2019	46,911	$3,267	$72.07	$59.48 - $79.34
Q4 2018	26,124	$1,595	$60.96	$52.03 - $66.33
Q3 2018	21,105	$1,362	$66.30	$63.31 - $71.46
Q2 2018	30,799	$2,019	$65.72	$56.31 - $73.28
Q1 2018	46,484	$2,838	$61.98	$55.86 - $66.64
Q4 2017	41,392	$2,366	$52.62	$48.13 - $57.90
Q3 2017	32,151	$1,658	$46.02	$41.92 - $52.27
Q2 2017	27,797	$1,180	$40.58	$37.39 - $43.79
Q1 2017	8,334	$332	$39.30	$35.23 - $41.99
Q4 2016	2,633	$93	$34.95	$29.09 - $42.86
Q3 2016	1,734	$52	$27.05	$20.51 - $30.56
Q2 2016	52,491	$1,183	$25.11	$20.95 - $28.77
Q1 2016	60,246	$1,494	$26.99	$15.38 - $43.89
Q4 2015	11,473	$489	$42.59	$36.41 - $48.00
Q3 2015	10,445	$416	$43.02	$37.72 - $48.18
Q2 2015	82,227	$3,823	$43.25	$39.41 - $48.00
Q1 2015	7,298	$320	$44.19	$39.83 - $47.38
Q4 2014	437	$19	$43.01	$38.34 - $46.06