LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 6,318 Value ($000) $222 Avg Close $34.95 Range $29.09 - $42.86

Q2 2015

Shares 13,720 Value ($000) $638 Avg Close $43.25 Range $39.41 - $48.00

Q1 2015

Shares 10,034 Value ($000) $437 Avg Close $44.19 Range $39.83 - $47.38

Q4 2014

Shares 11,142 Value ($000) $496 Avg Close $43.01 Range $38.34 - $46.06

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	6,318	$222	$34.95	$29.09 - $42.86
Q2 2015	13,720	$638	$43.25	$39.41 - $48.00
Q1 2015	10,034	$437	$44.19	$39.83 - $47.38
Q4 2014	11,142	$496	$43.01	$38.34 - $46.06