LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2024

Shares 7,221 Value ($000) $1,680 Avg Close $225.33 Range $187.19 - $284.59

Q4 2020

Shares 3,400 Value ($000) $354 Avg Close $89.87 Range $75.14 - $105.77

Q4 2019

Shares 400 Value ($000) $37 Avg Close $85.83 Range $70.14 - $94.70

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2024	7,221	$1,680	$225.33	$187.19 - $284.59
Q4 2020	3,400	$354	$89.87	$75.14 - $105.77
Q4 2019	400	$37	$85.83	$70.14 - $94.70