LADENBURG THALMAN FIN SVCS I

CUSIP: 50575Q102 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 10,030 Value ($000) $31 Avg Close — Range —
Q3 2013
Shares 10,758 Value ($000) $19 Avg Close — Range —