LADENBURG THALMAN FIN SVCS I

CUSIP: 50575Q102 Class: CMN

Rock Point Advisors, LLC's Holding History (CIK: 0001301540)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 25,000 Value ($000) $45 Avg Close — Range —
Q2 2013
Shares 25,000 Value ($000) $41 Avg Close — Range —