LADENBURG THALMAN FIN SVCS I

CUSIP: 50575Q102 Class: CMN

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 150,000 Value ($000) $405 Avg Close — Range —
Q2 2018
Shares 150,000 Value ($000) $510 Avg Close — Range —
Q1 2018
Shares 150,000 Value ($000) $491 Avg Close — Range —
Q4 2017
Shares 181,050 Value ($000) $572 Avg Close — Range —
Q3 2017
Shares 81,050 Value ($000) $233 Avg Close — Range —
Q2 2017
Shares 81,050 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 81,050 Value ($000) $6 Avg Close — Range —
Q4 2016
Shares 81,050 Value ($000) $6 Avg Close — Range —
Q3 2016
Shares 81,050 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 81,050 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 81,050 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 81,050 Value ($000) $7 Avg Close — Range —