LADENBURG THALMAN FIN SVCS I

CUSIP: 50575Q102 Class: CMN

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 11,500 Value ($000) $38 Avg Close — Range —
Q1 2018
Shares 12,503 Value ($000) $41 Avg Close — Range —
Q4 2017
Shares 14,000 Value ($000) $43 Avg Close — Range —
Q3 2017
Shares 13,000 Value ($000) $38 Avg Close — Range —
Q2 2017
Shares 13,000 Value ($000) $30 Avg Close — Range —
Q1 2017
Shares 13,000 Value ($000) $30 Avg Close — Range —
Q4 2016
Shares 32,500 Value ($000) $75 Avg Close — Range —
Q3 2016
Shares 34,500 Value ($000) $75 Avg Close — Range —
Q2 2016
Shares 35,500 Value ($000) $81 Avg Close — Range —
Q1 2016
Shares 38,700 Value ($000) $107 Avg Close — Range —
Q4 2015
Shares 38,700 Value ($000) $112 Avg Close — Range —
Q3 2015
Shares 38,700 Value ($000) $77 Avg Close — Range —
Q2 2015
Shares 39,800 Value ($000) $148 Avg Close — Range —
Q1 2015
Shares 45,300 Value ($000) $181 Avg Close — Range —
Q4 2014
Shares 46,800 Value ($000) $187 Avg Close — Range —
Q3 2014
Shares 46,800 Value ($000) $190 Avg Close — Range —
Q2 2014
Shares 47,800 Value ($000) $148 Avg Close — Range —
Q1 2014
Shares 14,000 Value ($000) $42 Avg Close — Range —