LISTED FD TR

Ticker: UMMA CUSIP: 53656F268 Class: ETF

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 48,263 Value ($000) $1,429 Avg Close — Range —
Q3 2025
Shares 48,263 Value ($000) $1,330 Avg Close — Range —
Q2 2025
Shares 48,263 Value ($000) $1,286 Avg Close — Range —
Q1 2025
Shares 47,953 Value ($000) $1,142 Avg Close — Range —
Q4 2024
Shares 49,153 Value ($000) $1,162 Avg Close — Range —
Q3 2024
Shares 49,153 Value ($000) $1,255 Avg Close — Range —
Q2 2024
Shares 45,593 Value ($000) $1,130 Avg Close — Range —
Q1 2024
Shares 44,593 Value ($000) $1,071 Avg Close — Range —
Q4 2023
Shares 42,193 Value ($000) $961 Avg Close — Range —
Q3 2023
Shares 42,193 Value ($000) $849 Avg Close — Range —
Q2 2023
Shares 42,193 Value ($000) $929 Avg Close — Range —
Q1 2023
Shares 39,400 Value ($000) $843 Avg Close — Range —