MAXWELL TECHNOLOGIES INC

CUSIP: 577767106 Class: COMMON STOCK

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 20,000 Value ($000) $155 Avg Close — Range —
Q3 2013
Shares 15,000 Value ($000) $136 Avg Close — Range —