MIDDLEFIELD BANC CORP

Ticker: MBCN CUSIP: 596304204 Class: Common Stock

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 90 Value ($000) $3 Avg Close $10.96 Range $10.16 - $12.87

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	90	$3	$10.96	$10.16 - $12.87