MITSUBISHI UFJ FINL GROUP IN

Ticker: MUFG CUSIP: 606822104 Class: ADR

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 3,208 Value ($000) $21 Avg Close — Range —
Q2 2017
Shares 3,411 Value ($000) $23 Avg Close — Range —
Q1 2017
Shares 3,411 Value ($000) $22 Avg Close — Range —
Q4 2016
Shares 3,411 Value ($000) $21 Avg Close — Range —
Q3 2016
Shares 1,841 Value ($000) $9 Avg Close — Range —
Q2 2016
Shares 1,841 Value ($000) $8 Avg Close — Range —
Q1 2016
Shares 1,841 Value ($000) $8 Avg Close — Range —
Q4 2015
Shares 3,001 Value ($000) $19 Avg Close — Range —
Q3 2015
Shares 3,001 Value ($000) $18 Avg Close — Range —
Q2 2015
Shares 2,561 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 2,706 Value ($000) $17 Avg Close — Range —
Q4 2014
Shares 2,346 Value ($000) $13 Avg Close — Range —
Q3 2014
Shares 1,916 Value ($000) $11 Avg Close — Range —