MITSUBISHI UFJ FINL GROUP IN

Ticker: MUFG CUSIP: 606822104 Class: ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2010
Shares 1,323,458 Value ($000) $6,922 Avg Close — Range —
Q4 2009
Shares 1,323,458 Value ($000) $6,511 Avg Close — Range —
Q3 2009
Shares 1,323,458 Value ($000) $7,067 Avg Close — Range —
Q2 2009
Shares 914,458 Value ($000) $5,615 Avg Close — Range —
Q1 2009
Shares 914,458 Value ($000) $4,499 Avg Close — Range —