MITSUBISHI UFJ FINL GROUP IN

Ticker: MUFG CUSIP: 606822104 Class: ADR

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 119,576 Value ($000) $795 Avg Close — Range —
Q4 2017
Shares 52,675 Value ($000) $389 Avg Close — Range —
Q3 2017
Shares 32,960 Value ($000) $212 Avg Close — Range —