MITSUBISHI UFJ FINL GROUP IN

Ticker: MUFG CUSIP: 606822104 Class: ADR

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 29,331 Value ($000) $213 Avg Close — Range —
Q3 2017
Shares 25,386 Value ($000) $163 Avg Close — Range —
Q2 2017
Shares 11,347 Value ($000) $77 Avg Close — Range —
Q1 2014
Shares 347 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 347 Value ($000) $2 Avg Close — Range —
Q3 2013
Shares 344 Value ($000) $2 Avg Close — Range —
Q2 2013
Shares 341 Value ($000) $2 Avg Close — Range —