MODUSLINK GLOBAL SOLUTIONS I

CUSIP: 60786LAB3 Class: NOTE 5.250% 3/0

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 6,220,000 Value ($000) $6,252 Avg Close — Range —
Q3 2018
Shares 6,220,000 Value ($000) $6,153 Avg Close — Range —
Q2 2018
Shares 6,220,000 Value ($000) $6,153 Avg Close — Range —
Q1 2018
Shares 5,000,000 Value ($000) $4,855,000 Avg Close — Range —