MORGAN STANLEY

Ticker: MS CUSIP: 617446448 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 60,876 Value ($000) $2,940 Avg Close $35.21 Range $25.96 - $43.57
Q1 2020
Shares 42,918 Value ($000) $1,459 Avg Close $39.15 Range $22.66 - $47.65
Q3 2018
Shares 150,000 Value ($000) $6,986 Avg Close $38.94 Range $36.75 - $40.98
Q2 2018
Shares 171,343 Value ($000) $8,122 Avg Close $41.43 Range $37.41 - $44.18
Q1 2018
Shares 190,000 Value ($000) $10,252 Avg Close $43.68 Range $39.53 - $46.93
Q3 2017
Shares 110,000 Value ($000) $5,299 Avg Close $36.26 Range $34.33 - $38.29
Q2 2017
Shares 65,000 Value ($000) $2,896 Avg Close $33.54 Range $31.40 - $35.81
Q1 2017
Shares 60,000 Value ($000) $2,570 Avg Close $34.36 Range $31.06 - $36.70