Morgan Stanley Cap Tr IV Pfd 6.25% 04/01/33

CUSIP: 617462205 Class: PREFERR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 41,586 Value ($000) $1,060 Avg Close — Range —
Q1 2016
Shares 39,454 Value ($000) $1,009 Avg Close — Range —
Q4 2015
Shares 26,359 Value ($000) $669 Avg Close — Range —
Q3 2015
Shares 26,621 Value ($000) $674 Avg Close — Range —
Q2 2015
Shares 30,993 Value ($000) $788 Avg Close — Range —
Q1 2015
Shares 32,511 Value ($000) $835 Avg Close — Range —
Q4 2014
Shares 32,660 Value ($000) $828 Avg Close — Range —
Q3 2014
Shares 18,335 Value ($000) $461 Avg Close — Range —
Q2 2014
Shares 3,185 Value ($000) $80 Avg Close — Range —
Q1 2014
Shares 2,475 Value ($000) $62 Avg Close — Range —
Q4 2013
Shares 2,193 Value ($000) $52 Avg Close — Range —
Q3 2013
Shares 2,192 Value ($000) $54 Avg Close — Range —
Q2 2013
Shares 2,192 Value ($000) $55 Avg Close — Range —