MORGAN STANLEY DEAN W MS SENIOR MEDIUM TERM NOTE M/W

CUSIP: 61747YCM5 Class: Interm. Bond

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 35,000 Value ($000) $40 Avg Close — Range —
Q4 2014
Shares 40,000 Value ($000) $450 Avg Close — Range —