MS EEM Note due 03-13-17

CUSIP: 61761jll1 Class: SEUS

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,955,000 Value ($000) $1,847 Avg Close — Range —
Q3 2016
Shares 2,295,000 Value ($000) $2,230 Avg Close — Range —
Q2 2016
Shares 2,355,000 Value ($000) $2,127 Avg Close — Range —
Q1 2016
Shares 2,470,000 Value ($000) $2,192 Avg Close — Range —
Q4 2015
Shares 2,585,000 Value ($000) $2,172 Avg Close — Range —
Q3 2015
Shares 2,645,000 Value ($000) $2,207 Avg Close — Range —
Q2 2015
Shares 2,745,000 Value ($000) $2,777 Avg Close — Range —
Q1 2015
Shares 2,745,000 Value ($000) $2,789 Avg Close — Range —
Q4 2014
Shares 2,780,000 Value ($000) $2,775 Avg Close — Range —
Q3 2014
Shares 2,780,000 Value ($000) $2,934 Avg Close — Range —
Q2 2014
Shares 2,780,000 Value ($000) $3,066 Avg Close — Range —
Q1 2014
Shares 2,780,000 Value ($000) $2,861 Avg Close — Range —
Q4 2013
Shares 2,740,000 Value ($000) $2,845 Avg Close — Range —