Morgan Stanley SPX due 2/8/18

CUSIP: 61761jx20 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 3,995,000 Value ($000) $5,182 Avg Close — Range —
Q3 2017
Shares 4,030,000 Value ($000) $5,090 Avg Close — Range —
Q2 2017
Shares 4,030,000 Value ($000) $4,927 Avg Close — Range —
Q1 2017
Shares 4,230,000 Value ($000) $5,047 Avg Close — Range —
Q4 2016
Shares 4,230,000 Value ($000) $4,804 Avg Close — Range —
Q3 2016
Shares 4,605,000 Value ($000) $5,087 Avg Close — Range —
Q2 2016
Shares 4,605,000 Value ($000) $4,921 Avg Close — Range —
Q1 2016
Shares 4,605,000 Value ($000) $4,880 Avg Close — Range —