MORGAN STANLEY 7.125%

CUSIP: 61762V200 Class: PREFERRED STOCK

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 9,592 Value ($000) $270 Avg Close — Range —
Q3 2016
Shares 8,717 Value ($000) $257 Avg Close — Range —
Q2 2016
Shares 8,299 Value ($000) $246 Avg Close — Range —
Q4 2015
Shares 9,245 Value ($000) $265 Avg Close — Range —
Q3 2015
Shares 8,190 Value ($000) $225 Avg Close — Range —
Q2 2015
Shares 72,086 Value ($000) $2,015 Avg Close — Range —
Q3 2014
Shares 647 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 623 Value ($000) $17 Avg Close — Range —