MS SPX due 6/11/20

CUSIP: 61768cwj2 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,545,000 Value ($000) $1,591 Avg Close — Range —
Q4 2019
Shares 1,565,000 Value ($000) $1,839 Avg Close — Range —
Q3 2019
Shares 1,565,000 Value ($000) $1,762 Avg Close — Range —
Q2 2019
Shares 1,615,000 Value ($000) $1,782 Avg Close — Range —
Q1 2019
Shares 1,680,000 Value ($000) $1,791 Avg Close — Range —
Q4 2018
Shares 1,680,000 Value ($000) $1,620 Avg Close — Range —
Q3 2018
Shares 1,755,000 Value ($000) $1,855 Avg Close — Range —
Q2 2018
Shares 1,850,000 Value ($000) $1,855 Avg Close — Range —
Q1 2018
Shares 1,880,000 Value ($000) $1,814 Avg Close — Range —
Q4 2017
Shares 1,880,000 Value ($000) $1,879 Avg Close — Range —