NRG ENERGY INC

Ticker: NRG CUSIP: 629377508 Class: COM NEW

CARLSON CAPITAL L P's Holding History (CIK: 0001056973)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 600,000 Value ($000) $10,332 Avg Close $13.84 Range $11.99 - $15.73
Q1 2017
Shares 4,850,000 Value ($000) $90,695 Avg Close $13.67 Range $10.03 - $15.63
Q4 2016
Shares 17,077,796 Value ($000) $209,374 Avg Close $9.47 Range $8.10 - $10.75
Q3 2016
Shares 14,679,733 Value ($000) $164,560 Avg Close $10.69 Range $8.78 - $13.12
Q2 2016
Shares 12,646,138 Value ($000) $189,566 Avg Close $12.13 Range $9.56 - $15.00
Q1 2016
Shares 10,581,398 Value ($000) $137,664 Avg Close $9.31 Range $7.18 - $11.83
Q4 2015
Shares 11,000,877 Value ($000) $129,480 Avg Close $10.14 Range $7.09 - $12.83
Q3 2015
Shares 9,891,531 Value ($000) $146,889 Avg Close $15.78 Range $11.49 - $18.37
Q2 2015
Shares 6,957,600 Value ($000) $159,190 Avg Close $19.73 Range $18.06 - $21.19
Q1 2015
Shares 7,955,500 Value ($000) $200,399 Avg Close $19.83 Range $17.92 - $21.82
Q4 2014
Shares 5,618,600 Value ($000) $151,421 Avg Close $23.11 Range $20.15 - $26.53
Q3 2014
Shares 5,538,400 Value ($000) $168,810 Avg Close $24.27 Range $22.55 - $28.97
Q2 2014
Shares 5,015,960 Value ($000) $186,594 Avg Close $26.64 Range $24.30 - $29.51
Q1 2014
Shares 6,270,840 Value ($000) $199,413 Avg Close $22.10 Range $20.41 - $24.72
Q4 2013
Shares 2,366,090 Value ($000) $67,954 Avg Close $21.45 Range $20.20 - $23.16
Q3 2013
Shares 2,369,250 Value ($000) $64,752 Avg Close $20.64 Range $19.31 - $22.23
Q2 2013
Shares 9,667,659 Value ($000) $258,126 Avg Close $20.46 Range $18.93 - $21.83