NRG ENERGY INC

Ticker: NRG CUSIP: 629377508 Class: COM NEW

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 11,278 Value ($000) $169 Avg Close $12.13 Range $9.56 - $15.00

Q1 2016

Shares 10,982 Value ($000) $143 Avg Close $9.31 Range $7.18 - $11.83

Q2 2014

Shares 8,485 Value ($000) $315 Avg Close $26.64 Range $24.30 - $29.51

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	11,278	$169	$12.13	$9.56 - $15.00
Q1 2016	10,982	$143	$9.31	$7.18 - $11.83
Q2 2014	8,485	$315	$26.64	$24.30 - $29.51