NRG YIELD INC

CUSIP: 62942X405 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 14,806 Value ($000) $261 Avg Close — Range —
Q1 2017
Shares 14,806 Value ($000) $262 Avg Close — Range —
Q4 2016
Shares 19,349 Value ($000) $306 Avg Close — Range —
Q3 2016
Shares 15,096 Value ($000) $256 Avg Close — Range —
Q2 2016
Shares 15,096 Value ($000) $235 Avg Close — Range —
Q1 2016
Shares 15,096 Value ($000) $215 Avg Close — Range —
Q4 2015
Shares 21,380 Value ($000) $316 Avg Close — Range —
Q3 2015
Shares 21,990 Value ($000) $255 Avg Close — Range —
Q2 2015
Shares 21,990 Value ($000) $481 Avg Close — Range —