NRG YIELD INC

CUSIP: 62942XAA6 Class: CONV BND

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 2,000,000 Value ($000) $1,950 Avg Close — Range —
Q1 2016
Shares 2,000,000 Value ($000) $1,878 Avg Close — Range —
Q4 2015
Shares 2,000,000 Value ($000) $1,843 Avg Close — Range —
Q3 2015
Shares 2,000,000 Value ($000) $1,801 Avg Close — Range —
Q2 2015
Shares 2,000,000 Value ($000) $2,168 Avg Close — Range —
Q1 2015
Shares 1,000,000 Value ($000) $1,174 Avg Close — Range —
Q4 2014
Shares 1,000,000 Value ($000) $1,110 Avg Close — Range —
Q3 2014
Shares 1,000,000 Value ($000) $1,123 Avg Close — Range —
Q2 2014
Shares 1,000,000 Value ($000) $1,177 Avg Close — Range —