NRG YIELD INC

CUSIP: 62942XAD0 Class: CONVERT

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 33,915,000 Value ($000) $33,308 Avg Close — Range —
Q2 2016
Shares 35,426,000 Value ($000) $32,858 Avg Close — Range —
Q1 2016
Shares 29,929,000 Value ($000) $26,020 Avg Close — Range —
Q4 2015
Shares 30,044,000 Value ($000) $25,911 Avg Close — Range —
Q3 2015
Shares 24,998,000 Value ($000) $21,435 Avg Close — Range —
Q2 2015
Shares 25,000,000 Value ($000) $24,936 Avg Close — Range —