NXP SEMICONDUCTORS N V

CUSIP: 62952QAB6 Class: DBCV 1.000%12/0

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 3,000 Value ($000) $3,720 Avg Close — Range —
Q3 2017
Shares 3,000 Value ($000) $3,660 Avg Close — Range —
Q2 2017
Shares 3,000 Value ($000) $3,576 Avg Close — Range —
Q1 2017
Shares 3,000 Value ($000) $3,474 Avg Close — Range —