NASDAQ PREM INCM & GRW FD IN

CUSIP: 63110R105 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 252,556 Value ($000) $4,872 Avg Close — Range —
Q2 2014
Shares 220,155 Value ($000) $4,134 Avg Close — Range —
Q1 2014
Shares 196,832 Value ($000) $3,587 Avg Close — Range —
Q4 2013
Shares 177,772 Value ($000) $3,164 Avg Close — Range —
Q3 2013
Shares 170,569 Value ($000) $2,739 Avg Close — Range —
Q2 2013
Shares 155,937 Value ($000) $2,443 Avg Close — Range —