NASDAQ PREM INCM & GRW FD IN

CUSIP: 63110R105 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,330 Value ($000) $22 Avg Close — Range —
Q2 2013
Shares 1,330 Value ($000) $21 Avg Close — Range —