NATIONAL HOLDINGS CORP

CUSIP: 636375115 Class: *W EXP 01/18/202

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 3,579 Value ($000) $0 Avg Close — Range —
Q3 2020
Shares 3,629 Value ($000) $0 Avg Close — Range —
Q2 2020
Shares 10,679 Value ($000) $2 Avg Close — Range —
Q1 2020
Shares 11,324 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 13,224 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 12,381 Value ($000) $2 Avg Close — Range —
Q2 2019
Shares 12,381 Value ($000) $2 Avg Close — Range —
Q1 2019
Shares 8,275 Value ($000) $3 Avg Close — Range —
Q4 2018
Shares 8,268 Value ($000) $4 Avg Close — Range —
Q3 2018
Shares 2,164 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 1,335 Value ($000) $1 Avg Close — Range —
Q1 2018
Shares 697 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 1,181 Value ($000) $1 Avg Close — Range —
Q3 2017
Shares 959 Value ($000) $0 Avg Close — Range —
Q2 2017
Shares 1,100 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 300 Value ($000) $0 Avg Close — Range —