NATIONAL HOLDINGS CORP

CUSIP: 636375206 Class: COM

Baker Ellis Asset Management LLC's Holding History (CIK: 0001365559)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 13,200 Value ($000) $42 Avg Close — Range —
Q2 2018
Shares 10,900 Value ($000) $36 Avg Close — Range —