NATIONAL PENN BANCSHARES INC

CUSIP: 637138108 Class: COM

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 10,000 Value ($000) $113 Avg Close — Range —
Q3 2013
Shares 10,000 Value ($000) $100 Avg Close — Range —
Q2 2013
Shares 10,000 Value ($000) $102 Avg Close — Range —