NAVIDEA BIOPHARMACEUTICALS I

CUSIP: 63937X103 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 50,201 Value ($000) $18 Avg Close — Range —
Q4 2017
Shares 49,895 Value ($000) $18 Avg Close — Range —
Q3 2017
Shares 56,126 Value ($000) $23 Avg Close — Range —
Q2 2017
Shares 53,345 Value ($000) $27 Avg Close — Range —
Q1 2017
Shares 53,345 Value ($000) $31 Avg Close — Range —
Q4 2016
Shares 49,927 Value ($000) $31 Avg Close — Range —
Q3 2016
Shares 49,927 Value ($000) $46 Avg Close — Range —
Q4 2015
Shares 14,901 Value ($000) $20 Avg Close — Range —
Q3 2015
Shares 13,662 Value ($000) $31 Avg Close — Range —
Q2 2015
Shares 19,401 Value ($000) $31 Avg Close — Range —
Q1 2015
Shares 17,808 Value ($000) $28 Avg Close — Range —
Q4 2014
Shares 17,028 Value ($000) $32 Avg Close — Range —
Q3 2014
Shares 15,518 Value ($000) $20 Avg Close — Range —
Q2 2014
Shares 16,454 Value ($000) $24 Avg Close — Range —
Q1 2014
Shares 13,094 Value ($000) $24 Avg Close — Range —
Q4 2013
Shares 14,528 Value ($000) $30 Avg Close — Range —
Q2 2013
Shares 11,172 Value ($000) $30 Avg Close — Range —