NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

BANK OF NOVA SCOTIA's Holding History (CIK: 0000009631)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 12,660 Value ($000) $114 Avg Close — Range —
Q4 2016
Shares 113,660 Value ($000) $1,229 Avg Close — Range —