NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 27,000 Value ($000) $164 Avg Close — Range —
Q2 2020
Shares 179,100 Value ($000) $1,590 Avg Close — Range —
Q1 2020
Shares 172,600 Value ($000) $1,252 Avg Close — Range —