NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

SHUFRO ROSE & CO LLC's Holding History (CIK: 0000908195)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 112,300 Value ($000) $758 Avg Close — Range —
Q4 2014
Shares 157,300 Value ($000) $531 Avg Close — Range —
Q3 2014
Shares 167,300 Value ($000) $560 Avg Close — Range —
Q2 2014
Shares 219,300 Value ($000) $912 Avg Close — Range —
Q1 2014
Shares 128,300 Value ($000) $1,017 Avg Close — Range —
Q4 2013
Shares 128,300 Value ($000) $905 Avg Close — Range —
Q3 2013
Shares 123,300 Value ($000) $911 Avg Close — Range —
Q2 2013
Shares 123,300 Value ($000) $1,071 Avg Close — Range —