NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 181,906 Value ($000) $1,639 Avg Close — Range —
Q4 2016
Shares 22,009 Value ($000) $238 Avg Close — Range —
Q3 2016
Shares 65,415 Value ($000) $1,069 Avg Close — Range —
Q2 2016
Shares 143,101 Value ($000) $1,364 Avg Close — Range —
Q1 2016
Shares 22,924 Value ($000) $322 Avg Close — Range —
Q4 2015
Shares 28,343 Value ($000) $308 Avg Close — Range —
Q2 2015
Shares 66,447 Value ($000) $607 Avg Close — Range —
Q1 2015
Shares 78,393 Value ($000) $529 Avg Close — Range —