NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

TUDOR INVESTMENT CORP ET AL's Holding History (CIK: 0000923093)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 13,200 Value ($000) $216 Avg Close — Range —
Q2 2016
Shares 59,000 Value ($000) $562 Avg Close — Range —
Q1 2016
Shares 40,900 Value ($000) $574 Avg Close — Range —