NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

SHAKER INVESTMENTS LLC/OH's Holding History (CIK: 0001009005)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 92,750 Value ($000) $1,003 Avg Close — Range —
Q3 2016
Shares 119,940 Value ($000) $1,960 Avg Close — Range —
Q2 2016
Shares 70,700 Value ($000) $674 Avg Close — Range —
Q1 2016
Shares 70,700 Value ($000) $993 Avg Close — Range —
Q4 2015
Shares 75,000 Value ($000) $815 Avg Close — Range —
Q3 2015
Shares 75,000 Value ($000) $511 Avg Close — Range —
Q2 2015
Shares 134,000 Value ($000) $1,223 Avg Close — Range —