NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

MUFG Americas Holdings Corp's Holding History (CIK: 0001011659)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 190 Value ($000) $2 Avg Close — Range —
Q4 2016
Shares 190 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 1,276 Value ($000) $21 Avg Close — Range —
Q2 2016
Shares 1,471 Value ($000) $14 Avg Close — Range —