NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 250 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 1,000 Value ($000) $7 Avg Close — Range —
Q3 2016
Shares 8,375 Value ($000) $137 Avg Close — Range —
Q2 2016
Shares 500 Value ($000) $5 Avg Close — Range —
Q1 2016
Shares 23,750 Value ($000) $333 Avg Close — Range —
Q4 2015
Shares 20,000 Value ($000) $217 Avg Close — Range —
Q3 2015
Shares 750 Value ($000) $5 Avg Close — Range —
Q2 2015
Shares 59,875 Value ($000) $547 Avg Close — Range —
Q1 2015
Shares 21,000 Value ($000) $142 Avg Close — Range —
Q1 2014
Shares 9,250 Value ($000) $73 Avg Close — Range —
Q4 2013
Shares 500 Value ($000) $4 Avg Close — Range —