NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

STONERIDGE INVESTMENT PARTNERS LLC's Holding History (CIK: 0001108831)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 10,770 Value ($000) $83 Avg Close — Range —
Q1 2017
Shares 38,386 Value ($000) $346 Avg Close — Range —
Q4 2016
Shares 49,121 Value ($000) $531 Avg Close — Range —