NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Penn Capital Management Company, LLC's Holding History (CIK: 0001158202)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 524,734 Value ($000) $3,542 Avg Close — Range —
Q4 2014
Shares 537,836 Value ($000) $1,818 Avg Close — Range —
Q3 2014
Shares 564,110 Value ($000) $1,890 Avg Close — Range —
Q2 2014
Shares 564,609 Value ($000) $2,349 Avg Close — Range —
Q1 2014
Shares 612,778 Value ($000) $4,859 Avg Close — Range —
Q4 2013
Shares 692,911 Value ($000) $4,892 Avg Close — Range —
Q3 2013
Shares 191,126 Value ($000) $1,412 Avg Close — Range —