NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2013
Shares 20,185 Value ($000) $105 Avg Close — Range —
Q4 2012
Shares 20,000 Value ($000) $114 Avg Close — Range —