NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 102,036 Value ($000) $1,605 Avg Close — Range —
Q1 2022
Shares 77,570 Value ($000) $1,180 Avg Close — Range —
Q4 2021
Shares 44,797 Value ($000) $689 Avg Close — Range —
Q3 2018
Shares 103,195 Value ($000) $857 Avg Close — Range —
Q2 2018
Shares 103,026 Value ($000) $641 Avg Close — Range —
Q1 2018
Shares 104,291 Value ($000) $714 Avg Close — Range —
Q4 2017
Shares 105,212 Value ($000) $692 Avg Close — Range —
Q3 2017
Shares 105,322 Value ($000) $585 Avg Close — Range —
Q2 2017
Shares 250,042 Value ($000) $1,929 Avg Close — Range —
Q1 2017
Shares 468,678 Value ($000) $4,222 Avg Close — Range —
Q4 2016
Shares 133,931 Value ($000) $1,448 Avg Close — Range —
Q3 2016
Shares 99,669 Value ($000) $1,629 Avg Close — Range —
Q2 2016
Shares 145,905 Value ($000) $1,390 Avg Close — Range —
Q1 2016
Shares 111,738 Value ($000) $1,570 Avg Close — Range —
Q4 2015
Shares 32,320 Value ($000) $350 Avg Close — Range —
Q3 2015
Shares 225,663 Value ($000) $1,536 Avg Close — Range —
Q1 2014
Shares 11,285 Value ($000) $89 Avg Close — Range —