NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Ativo Capital Management LLC's Holding History (CIK: 0001423065)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 50,227 Value ($000) $705 Avg Close — Range —
Q4 2015
Shares 60,727 Value ($000) $659 Avg Close — Range —
Q3 2015
Shares 52,027 Value ($000) $492 Avg Close — Range —