NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

EAM Investors, LLC's Holding History (CIK: 0001510989)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 107,055 Value ($000) $889 Avg Close — Range —
Q3 2016
Shares 265,134 Value ($000) $4,332 Avg Close — Range —
Q1 2016
Shares 344,547 Value ($000) $4,837 Avg Close — Range —
Q4 2015
Shares 484,762 Value ($000) $5,265 Avg Close — Range —
Q3 2015
Shares 264,349 Value ($000) $1,800 Avg Close — Range —
Q2 2015
Shares 824,900 Value ($000) $7,531 Avg Close — Range —
Q1 2015
Shares 369,644 Value ($000) $2,495 Avg Close — Range —
Q2 2013
Shares 348,324 Value ($000) $3,027 Avg Close — Range —