NEOPHOTONICS CORP

CUSIP: 64051T100 Class: COM

Parallax Volatility Advisers, L.P.'s Holding History (CIK: 0001521001)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 193,860 Value ($000) $810 Avg Close — Range —
Q3 2018
Shares 52 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 4,956 Value ($000) $33 Avg Close — Range —
Q3 2017
Shares 24,594 Value ($000) $137 Avg Close — Range —
Q2 2017
Shares 1,858 Value ($000) $14 Avg Close — Range —
Q4 2016
Shares 11 Value ($000) $0 Avg Close — Range —